Light Detection and Ranging (LiDAR) technology offers an efficient way to produce digital elevation models (DEMs) for a variety of large-scale, high-accuracy mapping applications. Innovations such as multiple intensity returns and increased repetition rates have broadened the technology’s usefulness. But deciding how to use LiDAR for an application can be difficult, and several requirements must be considered:
• What is the coverage area? • How much vegetation and relief are in the coverage area?
• What are the accuracy requirements?
•
What is the time frame for completion?
• Where is the project located, and how does it affect collection?
• How will the LiDAR data be used?
• How much will the project cost?
Determining such requirements during project planning, data acquisition and data processing will help ensure a project’s success.
Product Selection
To simplify LiDAR selection, consider the three basic types of LiDAR products and determine which is most appropriate for a particular application: basic LiDAR, Federal Emergency Management Agency (FEMA) LiDAR and concentrated LiDAR.
Basic LiDAR
Basic LiDAR products provide low-cost, general-use, horizontal and
vertically accurate elevation data sets that meet most DEM needs.
Typical uses for these datasets include the following:
• Generating bare-earth elevation models in sparse to moderate
vegetation terrain
• Large-area DEM applications in which vertical and horizontal
accuracies are required
• Watershed and hydrological study areas
• Forestry and tree canopy analysis
• Building and man-made structure detection and 3-D modeling
Basic LiDAR products are used as a cost-effective way to collect
large-area projects in a time-
constrained environment. Although collection and processing
specifics vary from company to company, such products provide
roughly the same results at varying costs.
The density of basic LiDAR varies, but most average 1.4-meter point
spacing, and collection occurs within 45 kilometers of a ground
control base station. Typically, two base stations are used, and
ground control points are set up or tied to National Geodetic Survey
control.
Scan frequency and scan angle values are determined by project
elevation relief, along with terrain and vegetation criteria, to
generate an optimal model based on the specifications of the LiDAR
system used. Flight planning is done to optimally cover the project
area.
It’s also important to consider Positional Dilution of Precision (PDOP),
the geometrical effect on GPS accuracy. The higher the PDOP value
the less accurate the position solution. When collecting basic LiDAR
data, the PDOP is typically at or below 3.2. Also, a KP index
forecast is checked prior to collection missions to determine
geomagnetic activity and its effect on Earth. No missions should be
performed when the KP index is at or above 4. This activity affects
GPS results, which will in turn greatly impact the accuracy of the
LiDAR data. For more information on the KP index, go to
www.sec.noaa.gov/info/kindex.html.
In addition, data voids should be considered. Typically, data voids
aren’t tolerated when they arise during data collection, as they usually
occur between collection flight lines as a result of flying conditions
and/or bad planning when relief and terrain aren’t considered. Data
voids also can arise from system malfunctions. All data voids can be
checked during collection, and additional passes can cover these areas
without affecting data accuracy or integrity. Basic LiDAR usually is
delivered as a bare-earth product, so data voids resulting from
vegetation and building removal in the filtering process is accepted.
There are many different filtering processes from which to choose,
depending on point density, relief, terrain and vegetation. When
filtering basic LiDAR, a minimum of 89 percent of all artifacts are
removed automatically. A minimum 90 percent of all outliers will be
removed without any manual editing. Processes may vary within the
project to account for variances in vegetation, features and terrain.
A basic LiDAR product’s quality and accuracy are relatively consistent
for most systems. To ensure quality data, most providers routinely
calibrate their systems every project or even every mission.
Manufacturer specifications, collection parameters and industrial
standards determine accuracy requirements. Vertical accuracies are
18.5-centimeter RMSE or better in flat terrain and meet 2-foot contour
requirements; for rolling and hilly areas expect 37-centimeter RMSE or
better and 4-foot contour requirements. Horizontal accuracy—usually at
or less than 1-meter RMSE—is a function of flight altitude and beam
divergence.
FEMA LiDAR
FEMA LiDAR is a U.S. government map-modernization product that meets the
agency’s guidelines for LiDAR-based elevation models. Typical uses for
these datasets include the following:
• FEMA flood plain map-modernization programs
• Digital Flood Insurance Rate Map updates
• Watersheds and other hydro studies per FEMA specifications
• County and state mapping programs
• Mapping programs that include accuracy verification, reporting and
metadata
• Projects that require the creation of 2-foot contours
FEMA LiDAR products have gained broad acceptance for flood plain
mapping. Now many LiDAR users have adopted FEMA LiDAR products as their
standard. Specifications and guidelines for the product are detailed in
“Appendix A: Guidance for Aerial Mapping and Surveying,” provided by
FEMA at www.fema.gov.
In general, this product is much like a basic LiDAR product, but with
some variations in specifications and collection parameters. FEMA LiDAR
requires much more reporting and metadata generation than a basic
product. Collection occurs within 20 kilometers of the ground base
stations. In addition, ground survey points are collected in different
vegetation classifications for accuracy verification. Flight
planning parameters and requirements for the two products are the same,
as are requirements for data voids with one exception: FEMA LiDAR
requires additional ground data in areas of dense vegetation.
Filtering processes for FEMA LiDAR vary from basic
LiDAR. When filtering FEMA LiDAR, users can expect artifacts removal at
90 percent or better. About 95 percent of LiDAR collection outliers will
be removed. The resulting bare earth model yields 95 percent of all
vegetation removed and 98 percent of all buildings removed. Data quality
requires the use of cross-flight verification and a single mission
calibration as outlined in FEMA’s guidelines and specifications section
A.8.6.5.
Concentrated LiDAR
Concentrated LiDAR is a project-specific, high-accuracy and
point-concentrated data set. Concentrated LiDAR products meet most needs
for LiDAR-based elevation models in dense vegetation and
terrain-constrained areas.
Typical uses for these datasets include the following:
• Heavily vegetated project areas
• Remote and limited-access project areas
• Land development, transportation and other corridor projects
• County mapping projects requiring sub-meter point postings
• Terrain, forestry and volumetric analysis
• Utility and pipeline mapping projects
• Change detection and 3-D modeling in dense urban areas
Concentrated LiDAR has been used in a variety of
mapping applications and has grown dramatically as a result of advancing
technology. The increased sample density has improved the statistical
probability for more accurately defining the surface model and
structures mapped while systematically improving anomaly budgets.
Concentrated LiDAR specifications and accuracies vary depending on the
project, but overall the requirements for this product are more
stringent than basic and FEMA products. On average, the point density is
0.7 meters and higher for corridor mapping. Baselines for collection
vary between 8 kilometers and 40 kilometers, depending on project
requirements. Ground control requirements for point accuracies are
consistent with other products, as well as fight planning parameters,
including PDOP and KP index. Flight line spacing and number of passes
are determined based on the LiDAR system used for the project to achieve
the desired point density, which in some cases can be eight points per
square meter. Data void consideration and system calibration should
follow the same constraints as any other LiDAR product.
Filtering process and sample density for
concentrated LiDAR will consistently yield a significantly more detailed
model than other products. Artifact removal for this product is about 95
percent, depending on terrain and vegetation. Outlier point removal is
at 98 percent. The filtered resulting bare earth model yields 97 percent
of all vegetation and 98 percent of all buildings removed.
Data quality and accuracy for this product is more refined than other
products, but varies depending on project application. Most often
collection of static and kinematic ground control is required. System
calibration will be performed for every mission using a post-processing
differential kinematic survey in addition to a basic calibration
process. Vertical accuracies are 15 cm RMSE or better, while horizontal
accuracies are usually at or under .5 meter RMSE. However, higher
accuracies have been achieved. Many LiDAR providers base accuracy
analysis on several different collection and manufacturer
specifications.
Although the products mentioned here meet most project requirements,
LiDAR can provide additional tools using intensity returns generated
from the LiDAR pulses. LiDAR systems collect 12-bit intensity
information for several pulses depending on the system. This information
is usually best represented in an 8-bit georeferenced gray shade image
representing the intensity values transformed between 0 and 256. The
accuracy of such an image is a function of the beam foot-print, point
density, scanner encoder and reflective nature of the surface, and it
varies depending on the system. Applications for the technology are
still growing, but recent uses include 2-D and 3-D break line
generation, location and risk studies, and rough image interpretation.
For more information on LiDAR’s diverse uses, see “Limitless LiDAR
Applications” below.